摘要：企业创新能力一直以来是企业可持续发展的保障。随着中国近阶段步入经济“新常态”，实体经济增速下滑，房地产、股市拓展迅速，缺乏优质的低风险高收益资产，资产荒因这一特征而受到社会的关注。本文基于资产荒背景，对中小企业的创新能力阻滞因素进行分析和探索，提出通过技术创新和管理创新两方面对中小企业建立创新能力影响因素评价指标，分析得出技术创新投入、技术创新产出、企业战略发展意识为主要创新能力影响因素。本文同时选取了柳林有限公司作为实证案例，将分析得出的影响因素融入公司发展，最终确定出了公司在运用中存在创新能力阻滞因素为研发资金投入低、技术人员占比低下、缺乏战略管理意识等，文章在最后针对分析得出的创新能力阻滞因素提出内部外部相结合的探索性意见为：创新使用技术路线图、建立优势联盟、实行科学激励、加大政府资金投入政策、完善企业信息渠道、提升知识产权管理，力图通过相应的对策让中小企业在创新发展中减缓甚至避免阻滞因素的影响，加快我国经济转型创新。

关键词：资产荒；创新能力；评价指标；阻滞因素

An Analysis of the Blocking Factors of Innovation Capability of Small and Medium - sized Enterprises in the Background of Assets

Abstract：Enterprise innovation ability has always been the guarantee of sustainable development of enterprises. With China's recent stage into the economic "new normal", the real economy growth rate decline, real estate, stock market expansion rapidly, the lack of high-quality low-risk high-yield assets, asset shortage due to this feature by the community's attention. Based on the background of asset shortage, this paper analyzes and explores the factors of innovation ability of small and medium-sized enterprises, and puts forward the evaluation index of  influencing factors of innovation ability of small and medium-sized enterprises through technological innovation and management innovation, and analyzes the technological innovation input and technological innovation Out, corporate strategic development awareness as the main factors of innovation ability. At the same time, this paper chooses Liulin Co., Ltd. as an empirical case, and analyzes the influencing  factors into the development of the company. Finally, it determines the factors that the company has in the application of innovation ability. The low proportion of technical personnel, Strategic management awareness, etc. At the end of the article, the author explores the combination of internal and external exploratory ideas for the analysis of the innovative ability to block the factors: innovative use of technical road map, establishment of alliances, scientific incentives, increase government investment policy, Improve the enterprise information channels, enhance the management of intellectual property rights, and strive to adopt the corresponding countermeasures to enable SMEs to slow down or even avoid the impact of factors in innovation and development, to speed up China's economic transformation and innovation.

Keywords: asset shortage; innovation ability; evaluation index; block factor

目录

1绪论 1

1.1研究背景与意义 1

1.2研究方法思路与框架 2

1.3研究方法 3

2相关概念及理论基础 3

2.1资产荒 3

2.1.1资产荒的概念及特征 3

2.1.2我国资产荒产生的原因 4

2.2中小企业的概念